Our Services
Comprehensive Planning
Financial advice needs to be comprehensive – covering all the key areas below – to maximize its usefulness. Without the implementation and accountability role an advisor serves, even the best plan may come up short.
Optimize Equity Compensation and Tax Outcomes
Investment Management
Insurance, Estate Planning, Budgeting and Beyond
New Client Process
1
Get To Know You Call
Book your initial 60-minute call to see if we’re a good mutual fit.
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We'll gather key data and decide when to meet again to review your free 'Are You On Track' Snapshot.
This call is zero commitment and zero cost to you.
2
Are You On Track Snapshot & Decision
If you’re a good fit, we’ll do one more 60-minute meeting.
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We'll meet to review your 'Are You On Track' Snapshot. This will give you a feel for how we work with you.
This is also zero commitment and zero cost to you.
3
Choose Plan & Onboard
If you decide to work with SWP, you would pick the service option that best fits your needs and onboard as a new client.
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Packages & Pricing
Flat fees, not based on how much money you have.​
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We know needs differ, so we offer three options designed around our comprehensive planning philosophy:
Plan Details
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Option #1: Premier
Wealth Planning
Option #2: Comprehensive Financial Planning
Option #3: Financial Wellness
Designed For
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Clients seeking an all-encompassing, highly customized financial advisory arrangement
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Best for high-net-worth clients with complex financial profiles, particularly those with significant equity compensation.
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$12,000 per year (advice only)
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Optional investment management: $2,000 - $5,000 extra yearly fee
Designed For
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Clients seeking an all-encompassing financial advisory arrangement
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Best for those with a more complex financial profile
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$6,000 per year ​​(advice only)
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Optional investment management: $2,000 extra yearly fee
Designed For
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Clients earlier in their careers and with standard planning needs
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Best for those with a less complex financial profile
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$4,000 per year (advice only)
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Optional investment management: $1,500 extra yearly fee
What is Included
Cash Flow/Debt Management Planning
Option 1
Option 2
Option 3
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Budgeting/Cash Flow
Debt Planning
Existing Student Loans
Option 1
Option 2
Option 3
Equity Compensation
& Tax Planning
Basic Equity Compensation(1)
Intermediate Equity Compensation(1)
Advanced Equity Compensation(1)
Intermediate Tax(1)
Advanced Tax(1)
Option 1
Option 2
Option 3
Retirement/Investments
/College Planning
Retirement/Investment Planning
SWP Investment Management
(Model Portfolio Based)
optional service:
$2,000 extra yearly fee
optional service:
$2,000 extra yearly fee
optional service:
$1,500 extra yearly fee
SWP Custom Investment
Management (Highly Customized)
optional service:
$5,000 extra yearly fee
Future College Goals
Insurance/Estate Planning
Option 1
Option 2
Option 3
Referral To and Collaboration With
Equity Comp Focused CPA
(CPA charges separately)
Tools and Resources
Charitable Giving
Empolyee Benefits Review
Comprehensive Financial Plan
Equity Scenario Analysis
and Projections
This document is for illustrative purposes. If your situation falls outside the scope of what is outlined above, additional fees may be applicable. Your fee agreement will be reflected in your Client Agreement. Fees will be reassessed annually and with any changes to the scope of the engagement agreed upon.
One-time Financial Plan
Each package above offered as a one-time plan option
Option #1: Premier
Wealth Planning
•For those not ready for a long-term engagement with a planner
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•Includes premier wealth plan covering all key areas above
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•Detailed implementation steps, including investment plan
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•90 days of follow-up support to answer questions and assist with implementation
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•Cost: $12,000
Option #2: Comprehensive Financial Planning
•For those not ready for a long-term engagement with a planner
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•Includes a comprehensive financial plan covering all key areas above
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•Detailed implementation steps, including investment plan
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•90 days of follow-up support to answer questions and assist with implementation
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•Cost: $6,000
Option #3: Financial Wellness
•For those not ready for a long-term engagement with a planner
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•Includes a financial wellness plan covering all key areas above
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•Detailed implementation steps, including investment plan
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•90 days of follow-up support to answer questions and assist with implementation
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•Cost: $4,000